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American Portfolios Stockbroker Barred In Investigation

December 22, 2020 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Over Concentration, Unsuitable Investment Recommendations | Comments Off

Robert James Halldin (also known as Bob Halldin) of Newington Connecticut a stockbroker formerly registered with American Portfolios Financial Services has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he obstructed a FINRA investigation into allegations of his misconduct as referenced by complaints and […]

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American Portfolios Stockbroker Barred In Investigation

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