Tag Archives: Alfonso Papa

Merrill Lynch Stockbroker Barred In Investigation

November 18, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Alfonso Papa, of Pennington, New Jersey, a stockbroker formerly associated with Merrill Lynch, was barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he obstructed a FINRA investigation into allegations of misconduct associated with “personal bank accounts.” Letter of Acceptance, Waiver and Consent, No. 2016048730602 […]

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