Tag Archives: Alexis Lertora

FINRA Investigates CP Capital Stockbroker For Fraud

May 31, 2018  |   Posted by :   |   Investment and Regulatory News, Promissory Notes   |   0 Comments

Alexis Lertora of Miami Florida a stockbroker formerly employed by CP Capital Securities is the subject of a Financial Industry Regulatory Authority (FINRA) Investigation in which FINRA recommended that enforcement action be brought against Lertora for defrauding investors and making unsuitable recommendations to customers pertaining to promissory notes investments. Wells Notice Examination No. 20160514937 (Apr. […]

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