Tag Archives: Alexis Kinashea Cooke

FINRA Bars NYLife Stockbroker For Lying During Investigation

August 26, 2021  |   Posted by :   |   Forgery, Investment and Regulatory News   |   Comments Off on FINRA Bars NYLife Stockbroker For Lying During Investigation

Alexis Kinashea Cooke of Lake Success New York a stockbroker formerly registered with NYLife Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Cooke engaged in forgery and the falsification of applications relating to variable annuity products, and she failed to provide […]

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