Tag Archives: Alexi Nahun Bustamante

FINRA Bars JP Morgan Stockbroker For Failure To Comply

March 16, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Alexi Nahun Bustamante of Miami Lakes Florida is a registered representative formerly employed with J.P. Morgan Securities LLC who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that she failed to comply with FINRA’s request for her information. FINRA Case No. 2017052961501 (July 14, […]

Read More »