Tag Archives: Alex Ernesto Batlle

Regulator Bars Princor Financial Services Stockbroker

August 17, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Alex Ernesto Batlle, of San Francisco, California, a stockbroker formerly registered with Princor Securities, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon his failure to communicate with FINRA staff in reference to his business activities. Letter No. 2015047755401 (May. 25, 2016). FINRA Public Disclosure […]

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