Albert Dishner of New York New York a stockbroker formerly associated with Credit Suisse Securities (USA) LLC has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he facilitated unauthorized transactions in the account of a Credit Suisse customer. Letter of Acceptance…
Albert Dishner, of New York, New York, a stockbroker formerly registered with Credit Suisse Securities (USA) LLC, has been named in a customer initiated investment related arbitration claim, which settled on December 30, 2016, for $205,000.00 in damages based upon allegations that include churning, excessive trading, violation of state and federal securities laws, violation of…