Tag Archives: Alan F. Pacella

Viewtrade Securities Investigated For Unregistered Securities Sales

November 18, 2016  |   Posted by :   |   Investment and Regulatory News, Unregistered Securities   |   0 Comments

Alan F. Pacella and Matthew Ronan, of Boca Raton, Florida, stockbrokers currently registered with Viewtrade Securities, Inc., have been subject to an investigation launched by Financial Industry Regulatory Authoirty (FINRA) on September 28, 2015, in which Pacella’s and Ronan’s conduct is being examined for potential violations of Securities Exchange Act of 1933 Section 5, as […]

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