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FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

March 26, 2020 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Unauthorized Trading | Comments Off

Akhil Morada of Miami Florida a stockbroker formerly registered with EJ Sterling LLC (now known as Allied Millennial Partners LLC) has been fined $15,000.00 and suspended for twelve months from associating with any FINRA member in any capacity based upon findings that (1) Morada recommended excessive trades to customers and (2) Morada effected trades in […]

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FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

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