Gavel on money

Sandra Lee White (also known as Sandra Lee Bauer, Sandra Hoffower White, and Sandra Lee Hoffower), of Houston, Texas, a stockbroker formerly registered with Cetera Advisor Networks, is referenced in a customer initiated investment related FINRA securities arbitration claim which was resolved for $7,500.00 based upon allegations that White made misrepresentations to the customer regarding real estate security transactions while White was registered with Cetera Advisor Networks. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-02394 (December 17, 2020). According to the claim, the customer received unsuitable investment recommendations from White. The claim also alleged negligence resulting in damages.

FINRA Public Disclosure also shows that White is the subject of a customer initiated investment related written complaint which was settled for $25,000.00 in damages founded on accusations of the violation of Securities Act of 1933 concerning limited partnership interest transactions during the time that White was associated with Hall Flake Associates Inc.

White was associated with Cetera Advisor Networks as a stockbroker between November 1, 2017, and June 30, 2020, and registered with Cetera Advisor Networks as an investment adviser representative between November 1, 2017, and November 13, 2017.

Since July 1, 2020, White has been registered with Goldman Sachs Co. LLC and Mercer Allied Company LP as a stockbroker. And since May 20, 2019, she has been an investment adviser representative of Goldman Sachs Personal Financial Management.