Ross L. Anderson of Rancho Santa Margarita, California, a stockbroker registered with Sagepoint Financial Inc., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $85,000.00 in damages based upon allegations that Ross Anderson made unsuitable investment recommendations with regard to the sale of real estate securities. FINRA Arbitration No. 21-00890 (June 1, 2021).
This is not the first time that Ross Anderson has been referenced in a customer initiated investment related dispute concerning Ross Anderson’s conduct in the securities industry. FINRA Public Disclosure shows that Ross Anderson was also referenced in a customer initiated investment related complaint on June 19, 2017 in which the customer requested compensatory damages based upon allegations that Ross Anderson made misrepresentations relating to the recommendation and sale of real estate securities again during his association with Sagepoint Financial Inc.
Ross Anderson was associated with Sagepoint Financial Inc. in Rancho Santa Margarita, CA, as a stockbroker from December 4, 2013, to November 1, 2022.