Rodrigue Lors (also known as Rodrique Lors) of Westbury New York a stockbroker formerly employed by National Securities Corporation is referenced in a customer initiated investment related complaint on March 26, 2018 where the customer sought $10,000.00 in damages supported by accusations that unauthorized stock trades were executed in the customer’s investment account during the period in which Lors was employed by National Securities Corporation.
This is not the first time that Lors has been the subject of a customer dispute concerning his misconduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on August 25, 2016, another customer filed an investment related complaint concerning Lors’ conduct in which the customer requested damages estimated to exceed $5,000.00 founded on allegations that Lors effected unauthorized over-the-counter equities trades in the account of the National Securities Corporation customer.
Lors was registered with National Securities Corporation between July 20, 2007 and October 5, 2017. Since October 4, 2017, he has been registered with Wilmington Capital Securities LLC.
