arbitration notice

Robert Patrick MacNamee, of Red Bank, New Jersey, a stockbroker formerly registered with Aegis Capital Corp, is identified in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $190,873.62 in damages founded on accusations of MacNamee’s unsuitable investment recommendations concerning the customer’s account at Aegis Capital Corp. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01073 (April 23, 2021). The claim alleges that the customer sustained damages from MacNamee’s advice between December of 2012 and November of 2020.

MacNamee has been identified in two more customer initiated investment related disputes regarding allegations of his misconduct. FINRA Public Disclosure shows that MacNamee is the subject of a customer initiated investment related written complaint where the customer sought $15,000.00 in damages based upon accusations of the misrepresentation of a private placement by MacNamee while he was registered with Newbridge Securities Corporation.

On March 9, 2020, a different customer filed an investment related FINRA securities arbitration claim regarding MacNamee’s conduct in which the customer requested $23,393.00 in damages supported by allegations of a breach of contract and sale of unsuitable investments by MacNamee when he was employed by Aegis Capital Corp. FINRA Arbitration No. 20-00036 (March 9, 2020). The claim also contains accusations of breach of fiduciary duty.