Rebecca King Wah Ng-Tsang of Bellevue Washington a stockbroker currently registered with Cetera Investment Services LLC is the subject of a customer initiated investment related written complaint on December 9, 2020 in which the customer sought more than $5,000.00 in damages supported by allegations of misrepresentations by the stockbroker as it pertained to the liquidity and risks of a real estate investment trust that the customer purchased when Ng-Tsang was associated with Cetera Investment Services.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Ng-Tsang has been identified in two additional customer initiated investment related disputes regarding accusations of her wrongdoing when she was associated with Cetera Investment Services. On March 22, 2018, a customer initiated investment related complaint concerning Ng-Tsang’s activities was settled for $22,955.72 in damages based upon allegations that Ng-Tsang made misrepresentations regarding a real estate investment.
Ng-Tsang is referenced in another customer initiated investment related complaint on December 9, 2019 where the customer requested more than $5,000.00 in damages founded on accusations including misrepresentation of a real estate security.
Since January 3, 2013, Ng-Tsang has been registered with Cetera Investment Services as a stockbroker. On June 23, 2014, she became registered with Cetera Investment Advisers LLC as an investment adviser representative.