Old man holding onto piggy bank

Van Mark Pearcy of Midland Texas a stockbroker currently registered with Raymond James Financial Services Inc. is the subject of a customer initiated investment related written complaint on February 8, 2018 in which the customer sought $73,197.00 in damages founded on allegations that unsuitable investment recommendations had been made to the customer between January 1, 2014 and December 31, 2017.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on November 14, 2013, a customer initiated investment related arbitration claim involving Pearcy’s conduct was settled for $200,000.00 in damages supported by accusations that Pearcy breached his fiduciary obligations to the customer, misrepresented terms and conditions of investments and ultimately defrauded the customer in regard to the customer’s mutual fund holdings.

Pearcy has been registered with Raymond James Financial Services, Inc. since July 17, 2001.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com