Sammy Junito Carrasquillo, of New York, New York, a stockbroker formerly registered with Chase Investment Services Corp., is the subject of a customer initiated investment related written complaint on August 8, 2011, in which the customer requested $19,902.44 in damages based upon allegations that Carrasquillo effected unsuitable transactions in the customer’s account and made misrepresentations to the customer concerning mutual fund investments.
Financial Industry Regulatory Authority (FINRA) Public Disclosure further reveals that on August 31, 2016, a customer initiated investment related written complaint regarding Carrasquillo’s activities was resolved for $16,927.84 in damages based upon allegations that Carrasquillo effected unauthorized mutual fund transactions in the customer’s account.
Carrasquillo has been registered with Raymond James Financial Services, Inc. since March 31, 2015.
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