Matthew Michael Dauksza of Dewitt New York a stockbroker formerly registered with Pruco Securities LLC is the subject of a customer initiated investment related written complaint on December 1, 2017 in which the customer accused Dauksza of failing to supervise a registered representative of the firm who made unsuitable recommendations to the customer regarding life insurance and annuity products.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Dauksza has been identified in three more customer initiated investment related complaints on December 1, 2017 containing allegations of Dauksza having been liable for the unsuitable recommendations of investments made by Dauksza’s subordinates.

Dauksza’s registration with Pruco Securities was terminated on November 3, 2017. Dauksza has been employed by Sagepoint Financial, Inc. since February 1, 2018.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)