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Peter Joseph Mirenda of New York, New York, a stockbroker formerly registered with Joseph Stone Capital LLC, is identified in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $1,500,000.00 in damages based upon allegations that Mirenda made unauthorized, unsuitable, and excessive trades concerning common and preferred stock during the period that he was associated with Joseph Stone Capital. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-03107 (January 3, 2022).

Mirenda has been identified in six more customer initiated investment related disputes concerning his activities while registered with securities broker dealers, including Joseph Stone Capital, JP Turner Company LLC, LH Ross, and First Midwest Securities Inc. FINRA Public Disclosure shows that a civil action concerning Mirenda’s conduct was resolved for $9,000.00 in damages for the alleged violation of Securities Act of 1933.

Another customer initiated investment related complaint involving Mirenda’s activities was settled for $45,000.00 in damages because Mirenda allegedly did not follow a commission schedule and made unauthorized trades while he was registered with JP Turner Company.

Mirenda is also the subject of a FINRA securities arbitration claim which was resolved for $43,750.00 in damages based upon alleged fraud, breach of fiduciary duty, excessive trading, and negligence by Mirenda at JP Turner Company. The claim alleges that Mirenda made misrepresentations and unsuitable recommendations.

A different customer filed an investment related complaint regarding Mirenda’s conduct where the customer sought $200,000.00 in damages based upon accusations that Mirenda made misrepresentations in connection with the sale of common and preferred stock when Mirenda was registered with First Midwest Securities.

Mirenda is also referenced in a customer initiated investment related written complaint in which the customer requested $200,000.00 in damages because Mirenda allegedly made unsuitable recommendations of over-the-counter equities at First Midwest Securities.

On January 18, 2022, another FINRA securities arbitration claim concerning Mirenda’s activities was settled for $35,000.00 in damages because of an alleged violation of federal and state securities laws during the time that Mirenda was associated with Joseph Stone Capital. FINRA Arbitration No. 20-02476 (January 18, 2022).

Mirenda’s stockbroker registration at Joseph Stone Capital was terminated on October 1, 2021. Since September 10, 2021, Mirenda has been registered with VSC Venture Securities.