Todd Joseph Henrich, of Edison, New Jersey, a stockbroker currently registered with National Securities Corporation, has been named in a customer initiated investment related arbitration claim, which settled on September 29, 2015, for $26,000.00 in damages based upon allegations that Henrich negligently handled the customer’s investment portfolio, breached his fiduciary duties, made misrepresentations to the customer, and effected excessive equity trades in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on March 2, 2016, a customer initiated investment related arbitration claim involving Henrich’s conduct was settled for $25,000.00 in damages based upon allegations that Henrich made misrepresentations to the customer regarding investments, breached his fiduciary duties, placed trades in the customer’s account without authorization, negligently handled the customer’s portfolio, and effected unsuitable real estate security and equity transactions in the customer’s account.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
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