Old man holding onto piggy bank

William Shane Milton Hall of Rochester New York a former MML Investors Services LLC registered representative has been discharged by the firm on January 16, 2018 founded on accusations that Hall failed to abide by the firm’s affiliate procedures and policies concerning traditional life insurance policy replacements.

This is not the first time that Hall has been terminated by a brokerage firm supported by allegations of misconduct. In particular, Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on March 29, 2017, Hall was terminated from NYLife Securities LLC based upon accusations that he directed a customer to furnish signed but otherwise blank customer account documentation to execute a transfer of assets; conduct violative of the firm’s policies.

Hall’s registration with IBN Financial Services, Inc. commenced on February 13, 2018.

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