Marcelo Javier Poliak of Miami, Florida, a stockbroker registered with Wells Fargo Advisors LLC, is the subject of a customer initiated investment related complaint on July 10, 2017 in which the customer requested $27,427.95 in damages based upon allegations that Poliak made omissions and misstatements of material fact in connection with the recommendation and sale of foreign bonds.
This is not the first time that Poliak has been referenced in a customer initiated investment related dispute concerning Poliak’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Poliak is also referenced in a customer initiated investment related complaint that was settled on June 14, 2021 for $30,000.00 in damages based upon allegations that Poliak made unsuitable recommendations with regard to the sale of hedge funds when Poliak was associated with Jefferies LLC.
Marcelo Poliak’s stockbroker and investment advisor representative registrations with Wells Fargo were terminated on May 9, 2017. He has been associated with Jeffries LLC in Miami, FL, as a stockbroker since May 5, 2017. He has been associated with Leucadia Asset Management LLC in Miami, FL, as an investment advisor representative since July 20, 2017.
