stockbroker misconduct

Marc Jacob Jacobson of Northbrook, Illinois, a stockbroker formerly registered with Sagepoint Financial Inc. is the subject of a customer initiated investment related complaint on May 18, 2022, in which the customer requested $5,000.00 in damages based upon allegations that Jacobson made misrepresentations with regard to the recommendation and sale of variable annuities when Jacobson was associated with Sagepoint Financial Inc.

Public Disclosure shows that Jacobson is referenced in eight total customer initiated-investment related disputes concerning Jacobson’s conduct while associated with securities broker dealers, including Pruco Securities LLC. On August 24, 2015, another customer filed an investment related complaint involving Jacobson’s activities in which the customer requested $7,000.00 in damages based upon allegations that Jacobson omitted fees and penalties on variable annuities purchased by the customer when Jacobson was associated with Pruco Securities LLC.

On January 4, 2017, a customer complaint involving Jacobson’s conduct was settled for $14,370.84 in damages based upon allegations that Jacobson promised returns and caused the customer to lose her income and death benefits on an insurance product at Pruco Securities LLC.

Since March 2022, Jacobson has been associated with Aegis Capital Corporation.