Rita Marie Dulya of Port St. Lucie Florida is a stockbroker formerly registered with Kovack Securities Inc. who was fired on October 9 2017 based upon accusations that she inappropriately received funds from a customer.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Dulya has been identified in two customer initiated investment related disputes concerning allegations of her improper conduct while she was employed with Sunpoint Securities Inc. and Pro-Integrity Securities.

Specifically, a customer filed an investment related civil action involving Dulya’s conduct in which the customer requested $15,000.00 in damages supported by accusations that the customer was not made aware of the terms and conditions of a direct participation program that the customer invested in, wherein the investment failed. Civil Action No. 01-CA-001286 (Oct. 1, 2001).

On October 21, 2002, another customer filed an investment related written complaint regarding Dulya’s activities in which the customer sought $10,603.00 in damages based upon allegations that a variable universal life insurance policy had been purchased that was not suitable for the customer.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)