scales of justice

Kenneth Joseph Heidelberger of Boca Raton Florida a stockbroker currently registered with Fifth Third Securities Inc. is referenced in a customer initiated investment related written complaint on March 7, 2020 in which the customer requested $10,000.00 in damages based upon accusations of a poorly performing unit investment trust being held in the customer’s account during the time that Heidelberger was associated with Fifth Third Securities.

This is the second time that Heidelberger has been the subject of a customer initiated investment related dispute. FINRA Public Disclosure confirms that on February 2, 2018, a customer filed an investment related complaint concerning Heidelberger’s activities where the customer sought $7,879.00 in damages supported by allegations of the customer’s money being stolen by the stockbroker. The complaint also alleges that the customer had been taken advantage of as it related to mutual fund transactions at Fifth Third Securities.

Heidelberger has been a stockbroker of Firth Third Securities since October 29, 2009 and an investment adviser representative of Firth Third Securities since November 4, 2009.