Kenneth John Arellano, of Rochester, New York, a stockbroker formerly registered with LPL Financial LLC, is referenced in a customer initiated investment related written complaint which was resolved for $141,087.00 on April 11, 2020, based upon accusations of Arellano’s misrepresentation of information regarding structured notes and a fixed annuity in 2019 when he was employed by LPL Financial.

Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Arellano was registered with LPL Financial as a stockbroker and investment adviser representative between October 11, 2013, and October 17, 2019. He was discharged by LPL Financial founded on allegations of his unauthorized activities, including using correspondence methods that were not able to be tracked by the firm.

Since October 21, 2019, Arellano has been registered with Cadaret Grant Co. Inc. as a stockbroker and investment adviser representative.

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