John Mark Johnston of Broken Arrow Oklahoma a stockbroker formerly employed by BOK Financial Securities Inc. has been referenced in a customer initiated investment related complaint involving where the customer sought $120,000.00 in damages founded on accusations that Johnston deceived customers in the course of selling them corporate debt investments and direct participation program or limited partnership interests.

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Johnston has been identified in four additional customer initiated investment related disputes containing allegations of his misconduct while employed with BOSC, Inc. Particularly, on October 8, 2009, a customer initiated investment related complaint regarding Johnston’s activities was settled for $15,444.00 in damages based upon accusations that inappropriate structured product investments had been placed in the customer’s investment portfolio.

On June 29, 2012, another customer initiated investment related complaint concerning Johnston’s conduct was resolved for $29,931.00 in damages supported by allegations that the customer was placed into a variable annuity that seemingly contained features which the customer had not agreed to purchase when applying. Then, on August 28, 2013, a customer filed an investment related complaint involving Johnston’s conduct in which the customer requested $26,000.00 in damages founded on accusations that the customer was not provided adequate information with regard to the terms and conditions of a Sun America annuity which the customer purchased with the proceeds of a Pacific Life annuity.

Thereafter, on October 30, 2014, a customer filed an investment related complaint regarding Johnston’s activities where the customer sought $12,214.00 in damages based upon allegations that the customer was sold an equity linked certificate of deposit that was not suitable given the customer’s age.

Johnston’s registration with BOK Financial Services Inc. has been terminated as of July 17, 2017. Since June 30, 2017, Johnston has been registered with Wells Fargo Clearing Services, LLC.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

Questions or comments regarding the source or accuracy of any information, including any subsequent developments, should be directed to:  [email protected]

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer.

Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at

Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.  
National Practice. Contingent Fee. Confidential Free Consultation.

 (877) SEC-ATTY

1700 Market Street, Suite 1005
Philadelphia, PA 19103
Direct: (215) 413-8223
Toll Free: (877) 732-2889

1260 South Soto Street, Suite 7
Los Angeles, California 90023
Direct: (213) 255-3475
Toll Free: (877) 732-2889

2750 NE 185th Street, Suite 302
Aventura, Florida 33180-2877
Direct: (786) 490-2413
Toll Free: (877) 732-2889

See Important Disclaimer

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)