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John Hoff Russell of Clayton Missouri a stockbroker currently employed by Stifel Nicolaus Company is the subject of a customer initiated investment related civil action where the customer sought $25,000.00 in damages founded on accusations that (1) the customer’s investment account was administered in a negligent fashion (2) fiduciary duties that were owed to the customer had been breached and (3) fraudulent misrepresentations had been made to the customer concerning investments. Civil Action No. 17SL-CC03567 (Apr. 4, 2008).

Financial Industry Regulatory Authority (FINRA) Public Disclosure further reveals that on August 28, 2007, a customer filed an investment related complaint regarding Russell’s activities in which the customer requested $14,720.53 in damages based upon allegations that risks and durations of asset-backed debt investments were misrepresented by Russell. Subsequently, on November 7, 2011, a customer initiated investment related complaint involving Russell’s activities was resolved for $43,304.19 in damages supported by accusations that Russell placed the customer in a bond that the customer did not consent to.

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