arbitration notice

Jason Nicholas Slezak of Antioch, Illinois, a stockbroker formerly registered with Landolt Securities Inc., is the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $25,000.00 in damages based upon allegations that Slezak failed to disclose risks in connection with the recommendation and sale of GWG L Bonds when Slezak was associated with Landolt Securities Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-00512 (March 17, 2022).

Slezak was formerly associated with Wachovia Securities. FINRA Public Disclosure shows that Slezak was discharged by Wachovia Securities for allegedly failing to follow the company’s new accounts policy. He was also censured by New York Stock Exchange Division of Enforcement for allegedly failing to perform due diligence on an investor.