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  • About The Firm
  • FINRA Securities Arbitration
    • The Legal Basis for Arbitration
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    • Who Is A “Customer”
    • Member’s Business Activities
    • Arbitration Claim Eligibility
    • The Arbitrators
    • FINRA Discovery
    • Damages
  • Common Claims
    • Boiler-Room High Pressure Sales
    • Breach of Fiduciary Duty
    • Churning
    • Conflicts Of Interest
    • Cybertheft
    • Elder Financial Abuse
    • Excessive Markups And Fees
    • Excessive Trading
    • Failure to Conduct Due Diligence
    • Failure to Disclose Risk
    • Failure to Diversify
    • Failure to Execute
    • Failure to Supervise
    • Failure to Warn
    • False Statements and Omissions
    • Financial Suicide
    • Forgery – Document Alteration
    • Margin Account Fraud
    • Misappropriation of Customer Funds
    • Negligent Retirement Planning
    • Over-Concentration
    • Regulation Best Interest
    • Retail Bank Cross Selling
    • Retirement Planning Fraud
    • Selling Away
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    • Wrongful Third Party Investment Referrals
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Securities and Investment Fraud Lawyers for Investors. Who We Are and what we do. Recover Your Investment Losses. Sue Your Stockbroker. FINRA Securities Arbitration. National practice, contingent fee. Free Consultation.

Common Claims

  • Boiler-Room High Pressure Sales
  • Breach of Fiduciary Duty
  • Churning Or Excessive Activity
  • Conflicts Of Interest
  • Cybertheft
  • Elder Financial Abuse
  • Excessive Trading
  • Failure to Conduct Due Diligence
  • Failure to Disclose Risk
  • Failure to Diversify
  • Failure to Execute
  • Failure to Supervise
  • Failure to Warn
  • False Statements and Omissions
  • Financial Suicide
  • Forgery – Document Alteration
  • Margin Account Fraud
  • Misappropriation of Customer Funds
  • Negligent Retirement Planning
  • Over-Concentration
  • Regulation Best Interest
  • Retirement Planning Fraud
  • Selling Away
  • Stockbroker Misconduct
  • Stockbroker Negligence
  • Stockbroker Theft
  • Unauthorized Trading
  • Unsuitable Investment Recommendations
  • Wrongful Third Party Investment Referrals

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(877) SEC-ATTY

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We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or a confidential evaluation of your claim. For more information, See Important Disclaimer.
Important Disclaimer

Philadelphia, Pennsylvania

1700 Market Street, Suite 1005
Philadelphia, Pennsylvania 19103

Direct: (215) 413-8223
E-mail: contact@securitiesarbitrations.com

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Aventura, Florida 33180

Direct: (786) 490-2413
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1260 South Soto Street, Suite 7
Los Angeles, California 90023

Direct: (213) 255-3475
E-mail: contact@securitiesarbitrations.com

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