Chad E. Thompson, of Atlanta, Georgia, a stockbroker with IFS Securities, is currently subject to a pending customer dispute from October 21, 2015, in which a customer has requested $150,000.00 in damages after alleging that Thompson made unsuitable recommendations, and churned the customers’ investment account.
Public Disclosure records ‘ reveal that Thompson was previously subject to a regulatory action by the Colorado Division of Securities. Particularly, on February 6, 2004, Thompson was suspended by Colorado Division of Securities and agreed to repay a customer $14,000.00 in connection with a Consent Order, amid allegations against Thompson of engaging in unsuitable and unauthorized trades in customer accounts, as well as committing securities fraud.

Guiliano Law Group

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