Brian Patrick Hurley of Braintree Massachusetts a stockbroker formerly registered with MML Investors Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations of Hurley’s failure to provide FINRA personnel with information that was requested of him. Case No. 2017054610101 (Feb. 20, 2018).

FINRA imposed a suspension on December 8, 2017, and required that Hurley provide FINRA with the requested information by February 19, 2019 in order for him to avoid further sanctions from the regulator. Apparently, Hurley failed to provide information to FINRA by the deadline, resulting in Hurley having been barred by February 20, 2018.

FINRA Public Disclosure reveals that on June 1, 2017, Hurley was discharged from MML Investors Services LLC supported by accusations that he did not cooperate with the firm concerning a customer initiated investment related compliant. The firm additionally stated that Hurley failed to complete a required certification relating to Hurley’s trading activities.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, or other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com