Mitchell Steven Morrison, of Westlake Village, California, a principal registered with Financial West Group, is the subject of a customer initiated investment related arbitration claim on June 19, 2017, in which the customer requested $1,937,365.00 in damages based upon allegations that Morrison neglected to supervise the activities of a subordinate stockbroker that made misrepresentations to the customer and effected unsuitable transactions in the customer’s account. The customer additionally alleged that due diligence failed to be conducted concerning the customer’s investments in oil and gas as well as direct investment products.

Guiliano Law Group

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