Eric Wesley Thronson of Owatonna Minnesota a stockbroker formerly associated with Securities America has been referenced in a customer initiated investment related written complaint on December 9, 2019 in which the customer requested more than $5,000.00 in estimated compensatory damages supported by allegations that the customer’s account had been invested in an unsuitable manner because of the customer’s risk tolerance. The complaint also alleges that the customer’s account was not properly monitored by Thronson at Securities America.
This is not the first time that Thronson has been accused of misconduct by investors. FINRA Public Disclosure also reveals that on November 13, 2017, a customer filed an investment related complaint in reference to Thronson’s conduct where the customer sought compensation based upon accusations that the customer was provided with bad investment recommendations concerning over-the-counter equities as well as common and preferred stock for the customer’s individual retirement account at Securities America.
Thronson’s registration with Securities America has been terminated as of November 9, 2017. Since November 15, 2017, he has been registered as both a stockbroker and investment adviser representative at Ameriprise Financial Services.