Eric M. Jenson of Greenwood Village, Colorado, a stockbroker registered with Transamerica Financial Advisors Inc., was the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $9,500.00 in damages based upon allegations that Jenson made misrepresentations of material fact in connection with the sale of variable annuities during the time that Jenson was associated with Transamerica Financial Advisors Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-02222 (January 23, 2023).
FINRA Public Disclosure shows that Jenson is referenced in three other customer initiated investment related disputes concerning Jenson’s conduct while associated with securities broker dealers, including WMA Securities Inc. On May 18, 2001, a customer filed an investment related complaint involving Jenson’s conduct in which the customer requested $200,000.00 in damages resulting from guarantees made by Jenson regarding the customer’s initial investment in an American Skandia variable annuity. That claim was denied by his employer.
On January 8, 2002, another customer initiated investment related complaint involving Jenson’s conduct was settled for $36,890.62 in damages based upon allegations that Jenson made unsuitable recommendations of variable annuities.
Jenson was also referenced in a customer initiated investment related complaint filed on June 25, 2002, in which the customer requested $5,100.00 in damages based upon allegations that Jenson made omissions of material fact in connection with the recommendation and sale of life insurance policies.
Jenson has been registered with Transamerica Financial Advisors Inc. since January 6, 2012.
