Sign of the Financial Industry Regulatory Authority

Peter Brian Voldness of Bloomington Minnesota is a stockbroker formerly registered with Emergent Financial Group Inc. who is the subject of a customer initiated investment related arbitration claim in which the customer requested $2,000,000.00 in damages based upon allegations that the customer’s assets were inappropriately concentrated in private placement securities issued by Cryoport. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-01205 (May 11, 2016).

FINRA Public Disclosure confirms that Voldness has been identified in two additional customer initiated investment related disputes that pertain to accusations of his misconduct while employed with Emergent Financial Group Inc. and Westonka Investments, Inc. In particular, on July 2, 2008, a customer filed an investment related written complaint involving Voldness’ conduct where the customer sought $20,000.00 in damages founded on accusations that Voldness made false statements to the customer concerning private placement investments and failed to abide by the customer’s instructions to sell securities from the customer’s account.

Additionally, two customers were collectively awarded $75,580.00 in damages according to an investment related arbitration claim concerning Voldness’ misconduct, based upon Voldness having been found liable for making unsuitable investment recommendations concerning convertible debentures. FINRA Arbitration No. 12-03331 (Aug. 18, 2014).

Voldness is no longer associated with Emergent Financial Group, Inc. as of April 28, 2017.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

[contact-form-7 404 "Not Found"]