Edward Alvarez Gonzales of Lakewood Washington a stockbroker formerly registered with Edward Jones has been discharged by the firm on July 10, 2018 based upon accusations that Gonzales violated the firm’s policies by failing to contact customers during the days that he entered trades in their investment accounts.

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Gonzales has been identified in two more customer initiated investment related disputes pertaining to allegations of Gonzales’ misconduct while employed with A.G. Edwards & Sons, Inc. and Salomon Smith Barney. Specifically, on August 24, 1999, a customer filed an investment related complaint regarding Gonzales’ conduct in which the customer sought $77,701.00 in damages supported by accusations that Gonzales failed to abide by the customer’s instructions, and made misrepresentations to the customer concerning stocks that had been sold from the customer’s account.

On October 22, 2007, a customer filed an investment related complaint involving Gonzales’ activities where the customer requested damages estimated to exceed $5,000.00 based upon allegations that unauthorized equity transactions were effected in the customer’s account.

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