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William George Fisher Connell II, of Livonia, Michigan, a stockbroker formerly registered with Wunderlich Securities, Inc., is the subject of a customer initiated investment related arbitration claim on February 14, 2017, in which the customer requested $100,000.00 in damages supported by allegations that Connell made misrepresentations to the customer, negligently handled the customer’s investment account, and breached his fiduciary duties concerning mutual funds.

Additionally, the customer alleged that while Connell was associated with Waddell & Reed, Inc., accounts were opened by him without the customer’s consent utilizing signatures that were unauthentic, where Connell omitted information concerning the customer’s investment accounts.

Connell’s registration with Wunderlich Securities, Inc. ended on May 17, 2016. Since then, he has been associated with Waddell & Reed.

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com