Bert Allen Cooper of Peoria Arizona a stockbroker formerly employed by WFG Investments Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $50,000.00 in damages supported by accusations that misrepresentations had been made to the customer concerning direct participation program and limited partnership interest risks at the time that the customer was placed in those alternative investments. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-01855 (Apr. 26, 2017).
FINRA Public Disclosure also reveals that a customer initiated investment related arbitration claim regarding Cooper’s activities was settled for $28,000.00 in damages based upon allegations that while Cooper was registered with Raymond James Financial Services, transactions had been executed in the customers’ variable annuity that were in no way suitable for them, and the customers’ investment accounts had been inappropriately managed. National Association of Securities Dealers (NASD) Arbitration No. 04-05720 (Dec. 20, 2005).
Cooper’s registration with WFG Investments Inc. has been terminated as of October 30, 2017. Since August 28, 2017, he has been associated with Crown Capital Securities, L.P.
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