Bernard Joseph Audet of Newtown Square, Pennsylvania, a stockbroker currently registered with MML Investors Services LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $8,000,000.00 in damages based upon allegations that Audet made misrepresentations and breached a fiduciary duty in connection with the recommendation and sale of insurance products when Audet was associated with New England Securities. FINRA Arbitration No. 20-002578 (April 28, 2020).
FINRA Public Disclosure shows that Audet is also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $45,000.00 in damages based upon allegations that Audet made unsuitable transactions and omissions with regard to the recommendation and sale of insurance products when Audet was associated with MML Investors Services LLC. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-02186 (November 22, 2021).
Audet has been associated with MML Investors Services LLC since 2017. From 2015 to 2017, he was associated with MSI Financial Services Inc.