Aaron Christopher Mesaros, of Mukilteo, Washington, a stockbroker currently registered with Allstate Financial Services, LLC, is the subject of a customer initiated investment related written complaint on November 19, 2015, in which the customer requested $5,000.00 in estimated damages supported by allegations of the unauthorized rollover of the customer’s existing unit investment trust into a new unit investment trust.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 25, 2005, a customer initiated investment related written complaint involving Mesaros’ conduct was settled for $6,353.98 in damages based upon allegations that while Mesaros was associated with WM Financial Services, Inc., a variable annuity purchase was effected contrary to the customer’s expectations, which were for the customer’s funds to be used to purchase a certificate of deposit.

Further, on September 30, 2011, a customer initiated investment related written complaint regarding Mesaros’ activities was resolved for $18,607.88 in damages founded on accusations that Mesaros lied to the customer about the terms and conditions of the customer’s unit investment trust investments.

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